Institut für Interne Revision ÖSTERREICH
Trainings in English

Cooperation with Compliance and its audit by Internal Audit (CPE 7)

  • Kurstermin
    CPE
    Veranstaltungsort
    04.05.2020
    7
    Akademie Interne Revision GmbH  | Anfahrt

Seminar topic

The importance of the Compliance function as part of the internal control system  of a given organization has grown significantly in recent times, yet – to a certain extent – it is still an evolving profession. On one hand this allows for flexibility when it comes to setting up this function, but on the other hand it also creates challenges when assessing it. For Internal Audit, Compliance is one of the most important partners in safeguarding the organization against risks. For the same reason it is also very important for Internal Audit to be able to assess the functioning of Compliance well. This course provides attendees with a general overview of the most common Compliance activities, the possibilities of cooperation between Compliance and Internal Audit, and also with an approach how to audit it.

Focus group

Internal Auditors and managers, who want to get acquainted with the Compliance function and the respective role of Internal Audit

Methodology

  • Presentation        
  • Practical examples 
  • Discussion    
  • Group work


Content of the seminar

(Self) definition of Compliance
Compliance within the Internal Control System
Operational conditions, organizational aspects, ethical issues
The “typical” areas of Compliance
Connections and differences between Compliance and Internal Audit
A possible audit approach for Internal Audit when assessing the Compliance function
Integrated assurance: a clear case for cooperation
The future of Compliance

Start-/Finish
9.00 – 17.00

Seminarkosten (exkl. USt.)
Mitglieder: € 540,-          Nichtmitglieder: € 670,-

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Teilnehmer

  • CIA
  • CCSA
  • CGAP
  • CRMA
  • QIAL
  • Dipl. Rev

Rechnungsadresse

Referenten:

Dr. Márton GAJDOS - CIA, CISA, Senior Internal Audit and Compliance Expert President of IIA Hungary

University degree in economics and law. Worked for two decades in the financial sector, starting his professional career in various positions of the internal control system (risk control, compliance), later becoming Chief Audit Executive. Since 2016 member of the Board of IIA Hungary, since 2018 the President of this organization

Veranstaltungssuche

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